WHAT IS STOCK LISTING?

♦ Securities listing refers to the process of bringing eligible securities onto a stock exchange for trading.

♦ Securities listing is the process by which a stock exchange approves an issuing company’s securities to be listed and traded on the exchange. To be eligible, the company must satisfy both quantitative and qualitative requirements established by the stock exchange.

ICMA'S IPO & LISTING ADVISORY SERVICES

ICMA Consulting provides comprehensive and specialized IPO and listing advisory services for enterprises in Vietnam, with the objective of accompanying businesses throughout their transformation journey—from preparation to successful listing and sustainable post-listing growth.

Our services are designed for medium and large private enterprises, family businesses undergoing succession, and companies seeking to raise capital through the capital market.

ICMA’s core differentiation lies in our philosophy that “an IPO is a comprehensive business transformation journey,” rather than merely a listing event.

Our approach focuses on hands-on execution and direct involvement instead of providing advisory services only on paper. ICMA possesses a multidisciplinary team of experts in finance, accounting, auditing, and legal matters, together with an extensive network of partners, including audit firms, securities companies, and regulatory authorities.

ICMA offers flexible cooperation models, including:

• End-to-end IPO and listing advisory packages;

• Phase-based advisory services; or

• Partnership models with remuneration linked to a percentage of market capitalization,

to accommodate the diverse needs of our clients.

Reference Materials for ICMA IPO & Listing Advisory Services

♦ “ICMA IPO & Listing Advisory Services” ► Click to read now!

♦ “IPO – A Corporate Transformation Journey” ► Click to read now!

BENEFITS OF BEING A LISTED COMPANY

CHOOSING THE RIGHT STOCK EXCHANGE

LEGAL FRAMEWORK

♦ Enterprise Law.

♦ Securities Law.

♦ Decree No. 155 guiding the implementation of the Securities Law.

♦ Listing and Trading Registration Regulations of HNX and HOSE.

♦ Circular No. 116 on Corporate Governance.

CONDITIONS FOR STOCK LISTING

IPO & LISTING JOURNEY

BASIC DOCUMENTS REQUIRED FOR STOCK LISTING

WHY CHOOSE ICMA FOR IPO & LISTING PREPARATION ADVISORY?

ICMA’S ADVISORY CLIENTS & PARTNERS

IMPLEMENTATION ROADMAP FOR COMPREHENSIVE IPO & LISTING ADVISORY SERVICES

CONTACT INFORMATION

We hope that the above benefits provide our valued clients with greater confidence and satisfaction when choosing ICMA’s IPO and Listing advisory services.

For further information, please contact:

► Nguyễn Công Hiệp (Mr.) – Chief Executive Officer (CEO)

► Mobile: +84 908 173 769

► Email: hiep.nc@icma.com.vn

► Address: 7th Floor, Victory Tower, 12 Tan Trao Street, Tan My Ward (former District 7), Ho Chi Minh City, Vietnam